Risk and Compliance

Compliance managers need a company-wide risk view. They control the risk factors in order to identify investment opportunities. Thus, they play a support and control role and ensure compliance with the regulations in force in the countries in which they are registered.

They carry out the anti-money laundering processes, they fight against terrorist financing, comply with economic embargoes, monitor bank accounts and prevent insider trading …
Control and compliance helps ensure proper functioning of the KYC customer due diligence process (Know Your Custumer).